Pardes Group – Compliance Communication Framework

This framework helps ensure clear, consistent, and legally appropriate communication with clients, partners, authorities, and the public across all platforms and jurisdictions.

1.  Core Compliance Principles

Principle

Description

Transparency

Always disclose the scope of Pardes Group’s services and the limits of regulatory involvement.

Jurisdictional Clarity

Clearly state where the company operates directly and where licensed professionals are engaged.

Non-Regulated Status

Reiterate that Pardes does not offer regulated financial or investment services.

Licensed Representation

Identify when and where regulated services are performed by third-party licensed professionals.

Data & Transaction Security

Communicate that Stripe is used for secure, compliant payment processing.

2. Communication Templates by Audience

A. Client Communication

Use case: onboarding, proposals, disclosures

Disclosure Clause Example
“Pardes Group operates as an international corporate support and property solutions firm. We do not provide financial advisory or investment services. In markets requiring regulated activities, Pardes Group works in collaboration with locally licensed professionals. All financial or legal actions are executed by those regulated agents in compliance with local law.”

B. Website / Marketing Language

Use case: homepage, “About Us,” service pages

About Us Section (Compliance-Aligned)
“Pardes Group is a UK-registered business group providing international support, development coordination, and property-related services. We do not directly offer regulated financial or investment services. In jurisdictions where regulatory requirements apply, Pardes Group works with qualified professionals and licensed partners to ensure full legal compliance.”

Payments Disclaimer
“All payments are securely processed via Stripe, a globally regulated payment processor compliant with FCA and PCI standards.”

 C. Legal Documents & Agreements

Use case: contracts, service agreements, NDAs

Contract Clause Example
“The Client acknowledges that Pardes Group shall not provide, nor is it authorized to provide, financial advisory services. Any such services, where required, will be provided solely by licensed professionals engaged or recommended by Pardes Group within the relevant jurisdiction.”

 D. Government & Regulator Inquiries

Use case: correspondence with authorities, audits, licensing boards

Response Positioning Statement
“Pardes Group operates as a coordination and support services firm. The group itself does not carry out activities that fall under regulated financial services. Where such services are involved (e.g., legal, real estate, financial), the company works exclusively through third-party licensed individuals/entities who are directly regulated under local laws.”

3. Internal Compliance Checklist (for communications team)

Before releasing any external message or marketing material, confirm:

 Are we avoiding terms like “investment management,” “fund services,” or “financial advice”?
Are we clearly stating who is licensed (if anyone) for the service in the jurisdiction?
Have we explained our use of Stripe for payment compliance?
Have all disclaimers been reviewed by legal (or local counsel)?
If a local agent is mentioned, is their licensing status up to date?

4. Compliance Roles & Responsibility Matrix

Role

Responsibility

Legal Officer / Compliance Manager

Final review of public disclosures and documents

Marketing & Communications Team

Applies compliance language to client-facing platforms

Country Representatives

Ensure all local marketing or client interactions reflect actual regulatory coverage

Leadership / Founders

Approve country engagements with licensed professionals only after due diligence

5.  Ongoing Monitoring and Updates

• Quarterly reviews of all website copy, agreements, brochures, and onboarding docs

• Annual audit of all third-party representatives to verify valid licenses

• Maintain a global compliance registry of all agents and their credentials